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Current Regulatory and Scientific Issues
in Genetic Toxicology


Invited Speakers and Abstracts

Jiri Aubrecht, Pharm.D., Ph.D.
Pfizer Global R & D

Dr. Jiri Aubrecht received his Pharm.D from Charles University and PhD in pharmacology from Czechoslovak Academy of Sciences in Prague, Czech Republic. He completed his postdoctoral fellowship in molecular toxicology and cancer biology at the Harvard School of Public Health in Boston MA. After a short stay in the biotech industry, Dr. Aubrecht joined Pfizer Groton Laboratories in 1999. At Pfizer, he developed and implemented approaches for genetic toxicity screening and evaluated the potential of toxicogenomics for studying toxic mechanisms and risk assessment. Currently, Dr Aubrecht leads a safety biomarkers laboratory. His research interests are application of systems biology-based approaches for investigating toxic mechanisms and biomarker development. Dr Aubrecht serves as a chair of the ILSI HESI toxicogenomic committee.

Why Not a Single Test?

The current genotoxicity toxicity testing paradigm relies on the genotoxicity testing battery. Although the current paradigm has prevented introduction of harmful chemicals to patients and consumers, the limited understanding of underlying toxic mechanisms results in a positive findings in the in vitro chromosome damage assays with questionable human risk and relevance providing a challenge to industry and regulatory agencies. Therefore, the development of broad mechanisms based approaches is essential. The cellular response to chemicals triggers a complex web of molecular pathways involved in cell survival and/or cell death. The emerging field of systems toxicology utilizes genomic science and technologies to gain insights into mechanisms of toxicity. Recently, systems toxicology approaches has been used for development biomarkers and/or applied to risk assessment. In addition, several international consortia in the US (Critical Path, HESI) and EU (Carcinogenomics, IMI) have been pursuing the development of biomarkers of carcinogenic mechanisms. In this presentation, we will discuss the current status of systems-based approaches for studying genotoxic mechanisms, future developments, and their potential role in risk assessment.

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Robert Daniel Benz, Ph.D.*

Dr. Robert Daniel Benz is the Acting Director and Database Manager, Informatics and Computational Safety Analysis Staff, Science and Research Staff, Office of Pharmaceutical Science, CDER, US FDA. Previously, Dr. Benz served as the Team Leader and Review Genetic Toxicologist, Office of Premarket Approval, CFSAN, US FDA, and, before that, Associate Scientist, Medical Department, Brookhaven National Laboratory. Dr. Benz received his BS in Biology from the Illinois Institute of Technology and his PhD in Biophysics from the University of California. He is a member of several professional societies and Genetic Toxicology Committees. Dr. Benz has organized several symposia on Computational Toxicology and is a recipient of the GTA Excellence in Science Award in 2007, EMS Service Award in 2004, and AGT Outstanding Service Award in 1998.

* Interactive Workshop Session Moderator

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David Brusick, Ph.D.*

Dr. Brusick received a Ph.D. in genetics from Illinois State University in 1970. He worked at the US FDA and Howard University School of Medicine before moving to Litton Bionetics in 1974 to establish a commercial genetic toxicology testing business.
Dr. Brusick was President of the US Environmental Mutagen Society in 1978 and Chairman of the International Commission for Protection Against Environmental Mutagens and Carcinogens from 1989-1995. He has spent over 30 years in the CRO industry and during that time participated in a number of Expert Panels for the EPA, National Academy of Sciences and IARC. He was also a member of the EPA GeneTox Steering Committee. Dr. Brusick is the author of two books, approximately 40 book chapters and over 100 publications primarily directed towards genetic toxicology testing. He retired in 2005 and has been consulting during the past three years.

* Expert Panel Member

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David M. DeMarini, Ph.D.
U.S. Environmental Protection Agency, Research Triangle Park, NC

David M. DeMarini was born in Peoria, Illinois, USA. He received the B.S. (1972), M.S. (1974), and Ph.D. (1980) in Biological Sciences (genetics) at Illinois State University, Normal, IL, studying under Dr. Herman E. Brockman. From 1980-1982, he did postdoctoral research at the Biology Division, Oak Ridge National Laboratory, Oak Ridge, TN. He then was a Research Geneticist at the National Toxicology Program, National Institute of Environmental Health Sciences (NIEHS), Research Triangle Park, NC from 1983-1984. He began his current position as a Research Genetic Toxicologist at the US Environmental Protection Agency (US EPA), Research Triangle Park, NC in 1985. He is also an Adjunct Full Professor, School of Public Health, University of North Carolina, Chapel Hill, NC (1991-present). He is a member of the Environmental Mutagen Society (EMS) and the Genetics and Environmental Mutagen Society (GEMS), of which he is a Past-President and Board Member. His editorial positions include Editor of Mutation Research--Reviews (1998-present), Co-Editor of EMS Newsletter (1988-1991), and Book Review Editor of Environmental and Molecular Mutagenesis (1989-1993). His Editorial Board memberships include Mutation Research (1985-1997), Environmental and Molecular Mutagenesis (1984-1989, 1993-present), Mutagenesis (1992-1995, 2005-present), Environmental Health Perspectives (1988-1993), Teratogenesis Carcinogenesis and Mutagenesis (1990-1992), EMS Newsletter (1986-1988), Pan-African EMS Newsletter (1994-present), and Genes and Environment (2006-present). He has organized conferences, symposia, and Alexander Hollaender Genetic Toxicology Training Courses internationally, and has given invited lectures at more than 85 conferences worldwide. He has chaired a variety of committees of the EMS, served on Council, and is a Past-President of EMS (2000-2001). He was Program Chair for the 9th International Conference on Environmental Mutagens (9th ICEM) in 2005. He is the President of the International Association of Environmental Mutagen Societies (IAEMS) for 2005-2009. He has served on both (1986 and 2004) Tobacco Smoking and Cancer Monographs of IARC/WHO in Lyon, France, as well as the Drinking Water/Arsenic IARC Monograph (2004) and Indoor Air Monograph (2006). He served on the US National Academy of Science's Steering Committee on Proteomics in 2002. He and his colleagues received the highest scientific achievement award given by the US EPA in 2004 for their work on the genotoxicity of arsenic. He has published 150 articles in mutagenesis (130 journal articles and 20 book chapters). His research interests are molecular mechanisms of mutagenesis, mutation spectra, complex mixtures, and biomarkers of mutation in humans.

Review of 30 Years of Research on the Occurrence, Genotoxicity, and Carcinogenicity of Disinfection By-products in Drinking Water: A Roadmap for Research

The 30-year literature on the occurrence, genotoxicity, and carcinogenicity of disinfection by-products (DBPs) has been published recently [Mutat. Res. 636, 178; 2007]. Some of the findings for the 11 DBPs regulated by the U.S. EPA are (a) 2 DBPs (chloroacetic acid and chlorite) are not carcinogenic-each in 2 species; (b) chlorite is not carcinogenic in 3 rodent assays and has never been tested for genotoxicity; (c) 1 DBP (bromoacetic acid) has never been tested for carcinogenicity; (d) 2 DBPs, chloroform and trichloroacetic acid, are carcinogenic via nongenotoxic mechanisms; (e) 6 DBPs have significant genotoxicity data gaps; and (f) 5 DBPs have been assessed as possible or probable human carcinogens. Among the 74 newly emerging, unregulated DBPs reviewed, 29 that occur at sub-low ?g/L levels are genotoxic; and another 14 that occur at this level have no toxicological data except for 2, which are carcinogenic. The toxicity of DBPs is iodo > bromo > chloro, and 50% of the organic carbon and organic halogens of drinking water are unknown, i.e., not chemically characterized. Approximately 30% of the municipal water suppliers in the U.S. have changed from chlorination to chloramination, which has resulted in the formation of newly emergin DBPs, such as the halonitromethanes and brominated forms of DBPs. Although more toxic than the regulated DBPs, these newly identified DBPs are generally present at much lower concentrations than those that are regulated. Nonetheless, alternative disinfection practices result in drinking water in which extracted organic material is less mutagenic than extracts of chlorinated water. Recent molecular epidemiology indicates that an increased risk for bladder cancer is associated with dermal/inhalation exposure to drinking water (from bathing/showering and/or swimming) rather than to drinking the water and that risk is enhanced in people carrying the GSTT1-1 gene, which is present in 75% of the U.S. population. Studies more than a decade ago showed that trihalomethanes other than chloroform are activated to mutagens via GSTT1-1 in a transgenic strain of Salmonella. Recent studies in rodents and humans support the epidemiology above, but further studies are needed to clarify if dermal and inhalation exposure are more important than oral exposure to trihalomethanes for increased risk for bladder cancer. Although the mutation spectra of a wide variety of disinfection by-products have been determined in Salmonella, no molecular epidemiology studies have been performed to determine if mutation patterns in human tumors associated with chlorinated water exposure contain the spectra of mutations produced by these compounds. These and other findings provide guidance for drinking water and public health research.

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Vasily N. Dobrovolsky, Ph.D.
NCTR/FDA

Dr. Dobrovolsky has developed in vivo mutagenesis models using transgenic and knockout mice and contributed to improving high throughput methods of mutation detection.
1988 - MS degree in biotechnology from Moscow Institute of Physics and Technology, Russia
1994 - Ph.D. degree in molecular biology from the Shemyakin Institute of Bioorganic Chemistry, Russian Academy of Sciences, Russia.
Since 1994 has been employed at NCTR/FDA first as a postdoctoral fellow, then as a staff fellow and currently as a staff scientist.

Pig-A Gene - A New Endogenous Target for Detection of in vivo Mutation Using Flow Cytometry

The product of the X-linked Pig-A gene is involved in the synthesis of glycosyl phosphatidyl inositol (GPI) molecule that anchors multiple proteins to the cell membrane. Mutation of the Pig-A gene has been associated with disruption of GPI synthesis and deficiency of appropriate markers at the surface of the cell. We developed a method for rapid detection of Pig-A mutants lacking GPI-anchored markers in rat peripheral blood cells using high throughput flow cytometry. The presentation will give historical perspective for method development, outline the methodology of mutants detection and discuss the potential advantages of the new method when compared to the traditional battery of genotoxic tests.

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Rosalie K. Elespuru
Food and Drug Administration, CDRH

Rosalie Elespuru is a research scientist at the Food and Drug Administration, Center for Devices and Radiological Health, where she has been Leader of the Genomics and Genetics lab. After several forays into microarray toxicogenomics, she is back in the land of mutagenesis looking for rare mutant DNA\'s in the blood of cancer patients. A life-long genetic toxicologist, she founded and still chairs the FDA GeneTox Network, and served as President of the Environmental Mutagen Society. She reviews genetic toxicology data for CDRH and other FDA Centers.

ILSI and ICH Battery Maintenance: Increased Voltage or Hazard Identification Short Circuit?

ILSI and ICH groups are actively involved in updating genotoxicity testing standards by critical examination of the current ICH test battery and by exploring ways to integrate new technologies. With regard to in vitro mammalian assays, the ILSI and ICH approaches seem quite different. ILSI is evaluating current and potential future assays in terms of validation, relevance, and follow-up related to assessment of risk. There is a potential for increased value of in vitro mammalian assays if in vitro/in vivo correlations can be demonstrated (increased voltage). The ICH group seems to already have decided that the in vitro mammalian tests are no longer useful, by eliminating them entirely in one option of a new test battery (short circuit for hazard id?). Open discussion and data evaluation will hopefully lead to the harmonization of the ILSI and ICH approaches, leading to the integration of new assays. However, this requires the hard work of validation, within the context of the main purpose of short-term genotoxicity tests, hazard identification.

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Patricia Escobar, Ph.D.
Boehringer-Ingelheim Pharmaceuticals, Inc.

Dr. Escobar is a Senior Scientist in the toxicology group at Boehringer Ingelheim Pharmaceuticals and serves as a member of the Executive Board of the Genetic Toxicology Association, and co-chair of the chairs the new technology interest group of the Environmental Mutagen Society. In addition, she is involved in the international validation team for the Comet assay lead by JaCVAM and supported by ECVAM and ICCVAM.
Dr. Escobar received her B.S. in Microbiology, and M.S. in genetic toxicology from the Universidad de los Andes in Bogotá, Colombia. Dr. Escobar obtained her Ph.D. in Molecular toxicology from University of Pittsburgh. Then she did her postdoctoral work in the Molecular Epidemiology and Toxicology laboratory at University of California, Berkeley.
Prior to joining Boehringer Ingelheim she was a genetic toxicology study director at BioReliance Corporation and was also involved on new assays development. Dr. Escobar has been invited to deliver numerous talks regarding genetic toxicology and the Comet Assay in the U.S. and abroad.

New Applications of the Comet Assay in Genetic Toxicology Testing

The Comet assay, also known as Single Cell Gel Electrophoresis (SCGE), is a microgel electrophoretic technique that has the ability to detect DNA damage at a single cell level. The alkaline (pH 13) version of the comet assay enables the detection of a broad spectrum of DNA damage, which is measured as single and double strand breaks, and single strand breaks as a result of alkali-labile sites or nucleotide excision repair.
The alkaline Comet assay can be used in in vitro and in vivo test systems. The in vivo (rodent) Comet Assay is increasingly being used to evaluate the genotoxic potential of industrial chemicals and pharmaceutical compounds. In addition, the in vivo comet assay is gaining popularity as part of the genotoxic hazard identification package, as a follow up or complementary test after an in vitro genetox positive. This assay is also being discussed in the regulatory arena as a possible second in vivo assay in the newly proposed S2 (R1) ICH guidelines.
The in vitro comet assay is seen as a candidate for screening in early drug discovery/development and/or to complement the already existing cytogenetic methods. The major advantages of the in vitro comet assay are: 1) that cell proliferation is not needed for an assessment of genotoxic potential, 2) almost any mammalian cell type can be used for testing, 3) small number of cells are needed so high-throughput methods may be used, 4) a small amount of test compound is needed for testing and 5) results are obtained relatively quickly and in some instances can be automated.
The versatility of the Comet assay and its potential applications in genetic toxicology testing will be discussed.

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Sheila M. Galloway, Ph.D.
Merck Research Laboratories, West Point, PA

Dr Galloway received her B.Sc., from the University of Edinburgh, Scotland, followed by a Ph.D. in cytogenetics, at the Medical Research Council, in Edinburgh where she worked on chromosome changes with aging in the human population, and was one of the first to assay sister chromatid exchanges (SCEs), particularly in chromosomal instability syndromes such as ataxia telangiectasia. During a postdoctoral fellowship with Dr Sheldon Wolff at UC San Francisco, she studied mechanisms of SCEs and chromosome aberrations induced by chemicals. From 1979-1983 she was head of the Cytogenetics group at Litton Bionetics, Kensington, MD, responsible for screening of chemicals for chromosome damage for National Toxicology Program and for commercial clients; and carried out human cytogenetic monitoring of people occupationally exposed to ethylene oxide. Since 1983 Dr Galloway has been at Merck Research Laboratories where she is Executive Director, Head of Genetic and Cellular Toxicology. Responsibilities include assessing drug development candidates for potential genotoxicity, both regulatory testing and working with research groups to guide selection of candidate compounds, and supporting drug synthesis with identification and control of potentially genotoxic impurities. She is a former president of the Environmental Mutagen Society, (EMS) and recipient of the Alexander Hollaender Award from EMS. Current collaborations include work on International Working Groups on Genetic Toxicology (IWGT), development of the Comet assay and assessing its suitability for integration into toxicology assays, and work on updating international genotoxicity test guidelines.

Rationale for the Proposed Revisions to ICH S2 Guidance on Genotoxicity Testing and Data Interpretation for Pharmaceuticals Intended for Human Use

The ICH S2A and S2B guidances (1996-7) recommended a battery of two in vitro and one in vivo genotoxicity tests for pharmaceuticals. Based on the last 10 - 15 years experience with testing pharmaceuticals, we know we need to reduce our reliance on in vitro assays carried out under somewhat extreme conditions on the principle of hazard identification, and consider tests/protocols that identify potential genotoxic effects under more realistic conditions, to provide information more useful to human risk evaluation.
Proposed revisions include more options: In addition to the traditional battery, an equally acceptable battery is an Ames test and two in vivo genotoxicity assays, usually a micronucleus assay in rodent hematopoeitic cells and a second assay in a different tissue, generally liver. The reasoning behind this second option without an in vitro mammalian cell assay includes the following: When an in vitro mammalian cell assay (CAbs or MLA) is positive, clearly negative results in two well conducted in vivo assays, in appropriate tissues and with demonstrated adequate exposure, are considered sufficient evidence for lack of genotoxic potential in vivo. Thus a test strategy in which two in vivo assays are conducted treats the case where no in vitro mammalian assay is done as if an in vitro test had been positive.
Integration of in vivo genotoxicity tests into existing repeat-dose toxicology studies is recommended wherever possible, and under Option 2, stringent criteria are given for demonstrating that the dose in the toxicology study is sufficiently high, to ensure adequate sensitivity.
For the in vitro mammalian cell assays, the micronucleus test is added as a third alternative assay, and there is emphasis on limiting top concentration and toxicity, and avoiding precipitating dose levels. A 1 mM limit concentration is recommended, based on experience with detecting convincing genotoxins (remembering that many are also detected in the Ames test), and on the principle that this far exceeds human clinical exposures, even to drugs that accumulate in tissues.
For in vivo assays, scoring of micronuclei in rat blood (reticulocytes) is now acceptable provided the sample size is sufficiently large and methods are used to identify the most recently formed red blood cells. There is now substantial experience and further development of in vivo assays that are applicable to a variety of tissues e.g., DNA strand breakage assays such as the single cell gel electrophoresis assay or "Comet" assay, transgenic mutation models, and the micronucleus assay using tissues other than bone marrow. It is noted that misleading positive results can occur in vivo, for example increases in micronuclei related to regeneration of red blood cells and not to induced genotoxicity, and the potential for increases in DNA strand breakage secondary to other cellular processes including toxicity.
Because of the limited experience with integrating the Comet assay into repeat dose toxicology studies, collaborative trials are under way to assess the sensitivity, and potential for false positives or false negatives in such a study design, in addition to obtaining agreement on an acceptable protocol for the Comet assay.
While OECD guidelines were developed for genotoxicity assays in parallel with the ICH guidances in the early 1990s, and there was a purposeful attempt to develop methods applicable to genotoxicity testing for all types of chemicals (industrial, agricultural, medical) it is clear that certain attributes of pharmaceutical testing justify specific modifications for drugs, and differences from existing OECD guidelines are pointed out and justified in the revised ICH guidance.

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Elmar Gocke, Ph.D.
F. Hoffmann-La Roche Ltd

Elmar received his graduate degree in biophysics from Kansas State University and his Ph.D. from Giessen University (Germany), working on radiation effects in yeast. He was postdoc and research scientist in molecular biology at Aarhus University (Denmark) investigating rRNA synthesis in Tetrahymena. Experience in genetic toxicology stems from work at an Institute for Mutagenicity Testing of the German Research Council at Freiburg (Germany) and as group leader in genetic toxicology at the F. Hoffmann-La Roche headquarters, Basel, Switzerland for the last 24 years.

Risk assessment of genotoxic impurities: the case of EMS

The presence of Ethyl Methansesulfonate (EMS) in tablets of a HIV medication necessitated a detailed risk assessment of potential toxic effects in the exposed patients. Although there are numerous in vitro and in vivo studies on the genotoxic activity of EMS, no lifetime carcinogenicity studies, repeat dose mutation data or exposure analysis were available to serve as solid basis for such a risk assessment.
For alkylating agents like EMS it is generally assumed that the dose response for mutagenicity (and by default also for carcinogenicity) is linear indicating that exposure even at very low levels carries a finite risk. A recent in vitro genotoxicity study (Doak et al 2007; Cancer Res. 67, 3904ff) provided evidence, however, that the dose response curve for mutagenic and clastogenic activity was thresholded, suggesting that a safe dose range can be defined. In contrast, Ethylnitrosourea (ENU) did not show a thresholded dose response. We decided to verify the existence of a threshold for EMS in the in vivo MNT and MutaMouse tests. Dose levels ranging from 1.25 to 260 mg/kg/day were applied for up to 28 days. As reference we included ENU at doses of 1.1 to 22 mg/kg/day. The studies were further supported by in depth metabolism and exposure analyses and a general toxicity study in rats.
Our investigations showed that daily doses of up to 25 mg/kg/day did not induce mutations in the lacZ gene in the three organs tested (bone marrow, liver, GI tract). Doses up to 80 mg/kg/day did not induce micronuclei in mouse bone marrow. Only at higher dose levels the genotoxic activity of EMS became apparent. The thresholds were affirmed by statistical analysis. For ENU no threshold was apparent.
High safety factors were calculated based on the exposure and Cmax assessment in the treated animals at NOEL versus the patients at their respective exposure levels, providing reassurance that they do not carry a risk for mutagenic effects. Since genotoxicity is considered to be at the base for other toxic effects of EMS (carcinogenicity, teratogenicity), the patients, consequently, also do not carry a risk for these adverse events.
On a different level we claim that the presence of a thresholded dose response allows to revise the approach to qualification of EMS as genotoxic impurity according to the PDE principle defined in ICHQ3C.

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B. Bhaskar Gollapudi, Ph.D.
The Dow Chemical Company

Dr. Bhaskar Gollapudi is the Science Leader of the Dow Chemical Company's toxicology laboratory located in Midland, Michigan. He has authored/co-authored more than 70 scientific publications and currently serving as an adjunct associate professor of toxicology in the Department of Public Health at the University of Michigan, Ann Arbor. He is an associate editor of the Society of Toxicology official journal "Toxicological Sciences". His current research activities include mode of action in chemically-induced mutagenicity and carcinogenicity. He received his B.S degree in Chemistry, M.S. in Genetics, both from India, and Ph.D. in Biology from Canada.

The ILSI-HESI Initiative on Relevance and Follow-up of Positive Results in in vitro Genetic Toxicity Testing (IVGT)

A battery of in vitro and in vivo genetic toxicity tests has been a critical component of the safety assessment of drugs, pesticides, and chemicals for many years. It is generally considered that results from in vitro studies demonstrate the intrinsic genotoxic properties of the test compounds. Accumulated knowledge has shown that the rate of positive in vitro tests, including the rate of positive findings not confirmed in vivo as well as false positives for non-carcinogens, has been high. There is a sense of urgency on the need to modify genotoxicity testing paradigms so as to generate useful information not only for hazard identification, but also for human risk assessment. The Health and Environmental Sciences Institute (HESI) of the International Life Sciences Institute (ILSI) has launched an initiative on IVGT with the mission of 1) improving the scientific basis of the interpretation of results from in vitro genetic toxicology tests for purposes of more accurate human risk assessment, 2) to develop follow-up strategies for determining the relevance of in vitro test results to human health, and 3) to provide a framework for integration of in vitro testing results into a risk-based assessment of the effects of chemical exposures on human health. The IVGT committee held its first workshop in 2006 (Mutat. Res. 633: 67-79, 2007) and a second one in 2007 with participation of international scientists representing various sectors (academia, industry, and the government). Based on these workshops, two workgroups were convened. The first group was charged with creating a decision tree based on the 2006 IWGT framework (Mutat. Res. 627: 41-58, 2007) that could be applied in the case of in vitro positive results to determine the appropriate follow-up strategies that takes into consideration quantitative approaches to data interpretation. A second workgroup organized a workshop in May of 2008 to examine emerging technologies to improve the prediction of mutagenic effects in humans; the proceedings from this workshop will be published in Environmental and Molecular Mutagenesis.

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Jay I. Goodman, Ph.D.
Department of Pharmacology and Toxicology
Michigan State University

Dr. Jay I. Goodman received his Ph.D. in Pharmacology from The University of Michigan and was a Postdoctoral Fellow at the University of Wisconsin's McArdle Laboratory for Cancer Research. Currently, he is a Professor of Pharmacology and Toxicology at Michigan State University. A Diplomate of the American Board of Toxicology and a Fellow of the Academy of Toxicological Sciences, Dr. Goodman is pursuing research focused on discerning the role(s) of altered DNA methylation as an epigenetic mechanism underlying the aberrant gene expression involved in carcinogenesis, and testing the hypothesis that susceptibility to carcinogenesis is related inversely to the capacity to maintain normal methylation patterns. Dr. Goodman is a former President of the Society of Toxicology (SOT), and served as a member of the SOT's Task Force to Improve the Scientific Basis for Risk Assessment. He served as an associate editor for Toxicological Sciences for 12 years and currently serves as an associate editor for Regulatory Toxicology and Pharmacology. Dr. Goodman is a member of the Advisory Committee to the Director of the Centers for Disease Control and Prevention, and a member of the Board of Scientific Counselors, NIH, National Institute of Environmental Health Sciences. Dr. Goodman was a member of the Board of Scientific Counselors of the National Toxicology Program and of the Board of Directors of the American Board of Toxicology, and was a member of the Food and Drug Administration's Pharmacology and Toxicology Subcommittee of the Pharmaceutical Sciences Advisory Committee. Additionally, Dr. Goodman was Chairman of the Board of Trustees of the International Life Sciences Institute's (ILSI) Health and Environmental Sciences Institute (HESI), and he is currently a member of ILSI's Board of Trustees and a member of the Executive Committee of HESI's Board of Trustees. Dr. Goodman is a recipient of the John Barnes Prize lecture, awarded by the British Toxicology Society, 2005, and a recipient of the George H. Scott Memorial Award, awarded by the Toxicology Forum, 2007

Genotoxicity and Carcinogenicity Testing: What Are We Doing and What Should We Be Doing?

There is a need to reconcile the well-established role that mutagenesis plays in carcinogenesis with the fact that not all carcinogens are mutagens and the current view that non-mutagenic events also underlie carcinogenesis. Progress can be made towards resolving this apparent paradox by considering the importance of epigenetic alterations in the transformation of a normal cell into a frank malignancy. The term epigenetics refers to heritable mechanisms, e.g., DNA methylation (5-methylcytosine content of DNA), histone code and non-coding RNAs (e.g., miRNA) that are superimposed on DNA base sequence and regulate transcription. Thus inheritance should be considered on a dual level. The transmission of genes (i.e., DNA base sequence), in both the somatic sense and from one generation to another, is distinct from the mechanisms involved in the transmission of regulated states of gene activity. Epigenetics is a term used to describe the latter.
A compound is classified as genotoxic if it, or a metabolite, can bind to DNA (Weisburger and Williams, 1981). The discipline of genotoxicity evaluation is focused, to an extent that appears to be excessive, on employing tests, especially combinations of different tests, for genotoxicity as short-term predictors of carcinogenicity. In my opinion, an inordinate amount of time and money is being spent on looking for correlations between carcinogenicity and genotoxicity. Carcinogenesis involves more than mutagenesis. Yes, there is a need to develop short-term tests that can accurately predict the carcinogenic potential of chemicals, and approximately 70% of the Ames test positive compounds do turnout to be carcinogens when subjected to the standard rodent bioassay. However, the simple carcinogen equals genotoxin (typically presumed to act as a mutagen) concept is a failed paradigm. Thus, a continued emphasis on trying to "make" all carcinogens fit into the category of mutagens is actually counterproductive and it tends to obscure current insight regarding the biology/molecular biology of carcinogenesis. Furthermore, it is instructive to reflect on fact that while a compound might test positive in a particular test, or combination of tests, for genotoxicity this does not demonstrate that it will, indeed, act as a mutagen in vivo. In my opinion, science would be better served if the discipline of genotoxicity refocused its major effort away from attempts to use genotoxicity as a short-term test for carcinogenicity and towards discerning the true mutagenic potential of chemicals. Specifically, there is a need to improve our ability to evaluate the potential of compounds to cause mutations in vivo, under realistic conditions, e.g., rational doses and routs of exposure.
This presentation will focus on genotoxicity and carcinogenicity testing within the context discussed above. The importance of rational dose and route of administration selection for carcinogenicity testing will be emphasized by juxtaposing this issue with the fundamental principle that dose influences mechanism and, therefore, what happens at high doses does not necessarily occur at low doses. Thus, an automatic default to a linear, no threshold assumption should be questioned. Additionally, the theoretical and practical implications of the key role that epigenetic changes play in carcinogenesis shall be highlighted, especially with regard to enhancing science-based safety assessment.

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David Jacobson-Kram, Ph.D., D.A.B.T.
OND, CDER, FDA

David Jacobson-Kram received his Ph.D. in embryology from the University of Connecticut. After receiving his degree, Dr. Jacobson-Kram served as a staff fellow and then a senior staff fellow at the National Institute on Aging. After leaving N.I.H., Dr. Jacobson-Kram joined the faculty of George Washington University School of Medicine and then later, Johns Hopkins University Oncology Center. During this same period he served, on a part-time basis, as a geneticist in the Office of Toxic Substances at the Environmental Protection Agency and as Acting Branch Chief in EPA's Office of Research and Development.
Dr. Jacobson-Kram served as the VP of the Toxicology and Laboratory Animal Health Division at BioReliance Corporation, a contract testing laboratory from 1988 until 2003. Currently, he serves as the Associate Director of Pharmacology and Toxicology in FDA's Office of New Drugs. Over the past twenty years he has served as principal and co-principal investigator on several N.I.H. grants and government contracts and published widely in the areas of genetic and molecular toxicology.
Dr. Jacobson-Kram has served as council member, treasurer and chairman of the Genetic Toxicology Association, executive council member to the Environmental Mutagen Society, Editor of Cell Biology and Toxicology, and as a member of N.I.H. special study sections. In 1996 he became a Diplomate of the American Board of Toxicology (DABT).

Changes to ICH S2: Why They Are Needed, How They Will Help

Genotoxicity is seen only as a predictor of carcinogenicity prior to drug approval; most drugs undergo carcinogenicity testing but results not available until NDA submission. Many people (hundreds or thousands) including healthy volunteers will have been exposed to repeated, pharmacologically active drug doses. Thus, clinical trial participants are potentially exposed to carcinogens but not to genotoxic carcinogens. The effects of nongenotoxic carcinogens are thought to have thresholds and to be reversible. It has been shown in many large survey studies that the in vitro mammalian cell assays (mouse lymphoma and chromosomal aberrations) have very high sensitivity for identifying carcinogens but very low specificity for identifying non carcinogens. When combined with the Ames test, specificity drops to about 25%. in vitro mammalian cell assays consistently give positive results in 25 to 30% of studies. Positive genetox results are often the bases for clinical holds and additional studies utilizing resources and animals are generally required to demonstrate a lack of risk to patients. The revised guideline gives sponsors a choice of performing two in vivo endpoints in lieu of an in vitro mammalian cell assay. The revised guidance preserves patient safety and will help expedite development of important new drugs.

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Michelle O. Kenyon
Pfizer Global Research and Development

Michelle received her undergraduate degree in Biology from Quinnipiac University in New Haven, CT and her graduate degree in Biology (MA) from Brown University in Providence, RI. She has 15 years of practical experience in the application of genetic toxicology testing in support of pharmaceutical development, with expertise in screening and regulatory bacterial mutagenicity assays. More recently, her expertise has expanded into the application of in silico tools to assess the mutagenic potential of pharmaceutical intermediates and impurities. Current responsibilities also include the conduct of risk assessments for pharmaceutical impurities and drug safety project team support for drug candidates in development.

Risk Management Strategies for Ames Mutagens

Due to its high correlation with rodent carcinogenicity, a positive bacterial mutagenicity result often permanently halts the development of pharmaceutical compounds for non-life threatening indications. Continuing the development of a bacterial mutagen requires additional testing in order to order to adequately assess human safety, adding both time and cost to the project. Consequently, screening assays for mutagenicity are often utilized during the early discovery stages of drug development in an attempt to avoid investing in drug candidates which ultimately prove to be mutagens in the GLP Ames assay. Despite the development risks and the high predictive value of mutagenicity screening assays, a small number of compounds are positive in the GLP Ames Assay later in development. We have 3 case examples of drug candidates which showed evidence of mutagenic potential in the GLP Ames assay, for which there was a desire to pursue development to obtain, at minimum, proof of mechanism in the clinic for non-life-threatening indications, assuming that the weight of evidence from further testing demonstrates that the compound is not likely a mammalian genotoxin. The Ames data as well as data from follow-up studies will be discussed. Questions about suitability of the follow-up strategy and perceived regulatory acceptance of that strategy will be posed.


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Channa Keshava, Ph.D.
National Center for Environmental Assessment, Office of Research and Development
U.S. Environmental Protection Agency

Dr. Channa Keshava obtained his Ph.D. in the Department of Genetics and Developmental Biology Program, West Virginia University, Morgantown, WV. After his post doctoral training at the Emory University School of Medicine, Atlanta, GA, he joined as a staff scientist at the National Institute for Occupational safety and Health, CDC, Morgantown WV. In 2004 Dr. Keshava joined IRIS program at US Environmental Protection Agency, Washington, DC and continued to work in the fields of genetic toxicology and toxicogenomics. He has published over 25 peer reviewed journal articles on genetic toxicology and toxicogenomics. He has received many awards including Young Investigator Award from Environmental Mutagen Society, US National Research Council - Research Award, and he is the recipient of 2008 Distinguished Alumni Award from West Virginia University. He is also a member of several professional Societies.

Use of Genotoxicity Data in Mode of Action Analysis for Human Health Risk Assessment

The U.S. Environmental Protection Agency (EPA) released its 2005 Guidelines for Carcinogen Risk Assessment (Cancer Guidelines) and Supplemental Guidance for Assessing Susceptibility from Early-Life Exposure to Carcinogens (Supplemental Guidance) which indicate increased susceptibility to cancer risks from early life exposure to chemicals with a mutagenic mode of action (MOA). The Supplemental Guidance recommends the application of age-dependent adjustment factors when a mutagenic MOA is determined even in the absence of chemical-specific data for early life exposure. If chemical-specific data are available to derive an adjusted cancer potency value, then those values are used to adjust the risk estimate. The Cancer Guidelines provide a general framework in which genetic toxicity data combined with other information can be used to assess whether a chemical identified as a carcinogen is likely to have a mutagenic MOA. The Guidelines recommend that available data should be evaluated in a consistent and transparent manner by characterizing the weight-of-evidence that a carcinogen is acting by a mutagenic MOA. Due to the increased focus on mutagenic activity in the induction of tumors, EPA is in the process of developing methodology to facilitate analysis of the available data which emphasizes a consistent characterization of weight-of-evidence to determine if mutagenic activity is the likely MOA for tumor induction. This methodology also considers information such as structure-activity relationships and dose-response information. A case study will be discussed. (Disclaimer: The views expressed in this abstract are those of the authors and do not represent the policy of the U.S. Environmental Protection Agency).

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Dan D. Levy, Ph.D.
Food and Drug Administration, CFSAN

Dan D. Levy received a B.A. in Chemistry from Oberlin College and a Ph.D. in Environmental Health Sciences from New York University where he studied oxidative DNA damage and its repair. This was followed by post doctoral study of mutagenesis in mammalian cells using a shuttle vector system and P32 post labeling of oxidative DNA damage at the US National Cancer Institute in Bethesda and the Center for Nuclear Studies in Grenoble, France. He then moved to the US Food and Drug Administration first studying mismatch repair in enteric pathogens until moving into his current position reviewing the safety of dietary supplement ingredients.

What Makes an In Vitro Positive Irrelevant? A Case Study with Eugenol

In a three test battery of short term genetic toxicity tests, many compounds are found positive only in the mammalian cell assays but not in the in vivo micronucleus or bacterial mutagenesis assays. Because many of these compounds are not rodent carcinogens, they are frequently labeled "irrelevant" positives. Eugenol is one such compound.
Eugenol is an allyl benzene, a class of compounds found in many plants used for food. Several allyl benzenes have been tested for carcinogenicity. Safrole is a moderately potent hepatocarcinogen, estragole and methyleugenol were less potent and eugenol was judged non-carcinogenic in mice and rats. Allyl benzenes cause mutagenic DNA adducts via a multistep metabolic activation starting with cytochrome P45 activation followed by addition of a sulfate group which leaves to form a DNA-reactive carbonium intermediate. They are generally Ames negative and positive or equivocal in mammalian in vitro assays. The detection of UDS or adducts in liver tends to correlate with carcinogenicity. Elimination of these compounds in vivo is relatively rapid. Addition of sulfate or glucuronate to the free hydroxyl group on eugenol may allow for particularly rapid elimination. While there are no studies that directly compare the kinetics of eugenol, safrole, methyleugenol and estragole metabolism the weight of the evidence suggests that differences in in vivo metabolism that are unlikely to be detected during in vitro assays explain the differences in carcinogenic potency. Detection of genetic damage by eugenol in vitro rather than being "irrelevant" is a useful signal of genetic hazard can be more fully addressed by the appropriate in vivo assays.

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James T. MacGregor, Ph.D., D.A.B.T.
Toxicology Consulting Services

James T. MacGregor, Ph.D., D.A.B.T., is a Principal at Toxicology Consulting Services, where he consults on scientific and regulatory issues related to product development, safety, and regulation. Previously, he was Director of the Office of Testing and Research (OTR) at the FDA Center for Drug Evaluation and Research and Deputy to the Director of the FDA National Center for Toxicological Research, responsible for Washington Operations. He received his Ph.D. in toxicology from the University of Rochester, School of Medicine in 1971, and has held academic appointments in toxicology at the University of California, Berkeley and the University of San Francisco. Dr. MacGregor is a Diplomate of the American Board of Toxicology and has served on numerous national and international expert toxicology groups and advisory boards. He has published more than 200 journal articles, abstracts, and book chapters in the field of toxicology.

Genetic Toxicology Assessment: Balancing Regulation and Science

Regulatory requirements should employ state-of-the art testing technologies and be supported by the most current scientific information, but the need for validation and consensus-building for regulatory updates often delays adoption of advances in science and technology. When regulatory requirements for genetic toxicology testing were established in the early 1970's, the need for in vivo exposure-response information to support assessment of the risk of genotoxic damage in human exposure situations was clearly delineated. However, the lack of suitable in vivo testing methodologies at that time, coupled with early findings of a strong correlation between mutagenicity in vitro and the outcome of rodent cancer bioassays, led to a regulatory paradigm that relies principally on qualitative interpretation of in vitro tests and very limited in vivo testing. Although recent analyses of accumulated data have shown poor qualitative correlation between the outcomes of in vitro genetic toxicology tests and rodent cancer bioassays (with a particularly high incidence of outcomes of in vitro mammalian cell tests that are categorized as "positive" with agents that are subsequently found not to be carcinogenic in in vivo rodent bioassays), there has been little change in the strategy implemented in the 1970's. These findings support the earlier assumption that in vivo exposure and exposure-response information are needed to derive meaningful estimates of human risk. in vivo technologies that could provide a cost-effective approach to assessment of in vivo dose-response relationships are currently available, but the integration of genetic toxicology endpoints into routine repeat-dose toxicology studies will be necessary to achieve cost-effectiveness. Markers that can be assessed in both humans and laboratory species ("bridging biomarkers") are of particular importance because they can permit direct assessment of human risk via comparative interspecies studies. Potential strategies and cost implications for integrating available and emerging technologies into routine repeat-dose toxicology assessments to achieve multi-tissue analyses will be discussed. Endpoints discussed will include neutral reporter genes in transgenic animals; mutations in endogenous pig-a, hprt, and tk genes; micronucleus incidence, Comet assays, and oncogene mutations.


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Martha Moore, Ph.D.
US-FDA, NCTR

Dr. Martha M. Moore is the Director of the Division of Genetic and Reproductive Toxicology, National Center for Toxicological Research (NCTR), Food and Drug Administration (FDA), Jefferson, Arkansas. Prior to her appointment at NCTR, Dr. Moore was the Chief of the Genetic and Cellular Toxicology Branch, Environmental Carcinogenesis Division, National Health and Environmental Effects Research Laboratory, U.S. Environmental Protection Agency (EPA), Research Triangle Park, North Carolina. Dr. Moore received a BA degree in Biology from Western Maryland College, Westminster, Maryland and a Ph.D. in Genetics from the University of North Carolina at Chapel Hill. She has served on numerous EPA, FDA and other Government Agency advisory groups and committees. She is the chair of an international effort for protocol harmonization for the in vitro gene mutation mouse lymphoma assay. She is a member of the Society of Toxicology, the Environmental Mutagen Society, the Society for Risk Analysis, the European Environmental Mutagen Society, the United Kingdom Environmental Mutagen Society, the Genotoxicity and Environmental Mutagen Society and the Genetic Toxicology Association. Within SOT, Dr. Moore is a member of the Risk Assessment, Carcinogenesis, Regulatory and Safety Evaluation, and the Occupational and Public Health Specialty Sections. Her research interests include: (1) the development and utilization of mechanistically based in vitro and in vivo gene mutation assays (2) the interpretation and use of genetic toxicology data in cancer risk assessment and (3) the integration of rodent and human mutagenicity data in regulatory decision making.

Overview of the Latest Recommendations for Interpreting Data from the Mouse Lymphoma Assay

The Mouse Lymphoma (MLA) Expert Workgroup of the International Workshop of Genotoxicity Testing (IWGT) has conducted a series of workshops over the past several years. The first meeting was held in Washington, D.C. in 1999. Subsequently, meetings have been held in New Orleans, Plymouth, Aberdeen and San Francisco. The MLA Workgroup of the IWGT is comprised of experts from Japan, Europe and the United States. The Workgroup addressed three main issues of importance to the assay. These include: (1) the conduct of a data-based analysis upon which to base a final recommendation for measuring cytotoxicity; (2) the criteria for data acceptance and appropriate approaches for data evaluation; and (3) the issues related to the International Committee for Harmonization recommended use of a 24 hr treatment time (including the ability of the assay to detect aneugens). This presentation will provide an overview of these discussions and include all of the recommendations from the Workgroup. Recommendations include acceptable ranges for mutant frequency, cloning efficiency and suspension growth of the negative/vehicle controls and on criteria to define an acceptable positive control response. The recommendation for the determination of a positive/negative test chemical response includes both the requirement that the response exceed a defined value [the global evaluation factor (GEF)] and that there also be a positive dose response (evaluated by an appropriate statistical method).

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Paul Nioi, Ph.D.
The Schering-Plough Research Institute

Dr. Nioi is a senior research scientist within the department of mechanistic and predictive toxicology at the Schering-Plough Research Institute, NJ. Dr. Nioi's lab is focused on two things. Firstly, understanding mechanistic aspects of drug induced toxicity in order to assess human risk. Secondly, developing novel screening tools to better predict the potential of a drug to cause toxicity.
Prior to taking up his position within mechanistic and predictive toxicology, Dr. Nioi was a postdoctoral researcher, again with Schering-Plough. His research was conducted in Dr. Cecil Pickett's laboratory and focused on the molecular biology of the Nrf2 transcription factor and its role in regulating Phase II drug metabolizing enzymes.
Dr. Nioi has a Ph.D in molecular biology from the University of Dundee (UK) and a BSc. in pharmacology from the University of Edinburgh (UK).

Prediction of Non-Genotoxic Carcinogenesis in Rats Using Changes in Gene Expression Following Acute Dosing

Non-genotoxic carcinogenicity of chemicals is currently routinely evaluated in 2-year rodent bioassays. Therefore, the development of early biomarkers for non-genotoxic carcinogenesis would result in substantial savings in time and expense. One possible approach to address this issue is to use changes in gene expression following acute dosing to predict whether or not a particular test article is likely to cause cancer in longer term studies. This talk will review recent advances in the use of transcriptomics to predict non-genotoxic carcinogenesis, discuss the results of a small scale validation study conducted at Schering-Plough and offer some suggestions of avenues for future research.

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James F. Rusling, Ph.D.
University of Connecticut
Chemistry Department

James F. Rusling was born in 1946 in Philadelphia. He was awarded a B.Sc. in Chemistry from Drexel University and a Ph. D. in Chemistry from Clarkson University, the latter working with Professor Petr Zuman. In 1979, he joined the faculty of the University of Connecticut,where he currently Professor of Chemistry and Professor of Cell Biology (Health Center). His current research interests are in nanoscience-based sensor arrays for toxicity prediction and early cancer detection, biocatalysis, and nanoparticle-based drug delivery. He has authored over 270 refereed research papers, a book on chemical and biochemical data analysis, and has edited two research monographs. He is also an accomplished musician who plays traditional Irish and American music on accordion, guitar, banjo and harmonica at local venues.

Electro-optical Toxicity Screening Arrays and Complementary Biocolloid LC-MS Method

While batteries of biological testing protocols exist that can provide good assessment and predictions of toxicity in the general population, new cost-effective procedures based on simpler biochemical systems that are arranged in biosensor formats are emerging that may be very useful for early toxicity screening. This paper describes biosensor arrays employing thin films of DNA and pure metabolic enzymes that show promise in predicting genotoxicity. In these arrays, the enzyme reaction is run in the DNA/enzyme film that acts as a nanoreactor to produce metabolites in close proximity to high concentrations of DNA. The rate of damage to DNA is taken as the genotoxicity endpoint. Formation of nucleobase adducts is detected in the measurement step by catalytic voltammetry, capillary LC-MS after hydrolysis of the DNA, or optically by incorporating an electrochemiluminescent polymer into the biosensor films. The most advanced format of the genotoxicity biosensors feature arrays that can contain many metabolic enzymes, such as cytochrome P450s. Either pure recombinant enzymes or microsomes can be used as enzyme sources. Arrays based on electrochemiluminescence can be read using a simple apparatus featuring a CCD camera. These arrays obtain relative genotoxicity data for a series of enzymes simultaneously. The same film preparation technology provides colloidal nanoreactor particles to obtain DNA-metabolite adducts for structural analysis by LC-MS and CE-LIF arrays.

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Maik Schuler, Ph.D.*
Pfizer Global Research and Development

Dr. Schuler received his Ph.D. from the University of Kaiserslautern in Germany where he worked on the detection chromosomal damage induced by environmental and synthetic estrogens. During a postdoctoral fellowship with Dr. David Eastmond at the University of California, he developed fluorescence in situ hybridization methods for the detection of aneugenic and clastogenic damage in vitro and in rodent target tissues in vivo. Since 2000 Dr. Schuler has been at Pfizer Global Research and Development responsible for the risk management of early drug development candidates and development of novel risk management tools. He is involved in the International Working Groups on Genetic Toxicology (IWGT), the OECD in vitro micronucleus testing guideline working group, and the ILSI/HESI efforts developing follow-up strategies for in vitro positive findings.

* Expert Panel Member

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Marie Vasquez
Operations Director
Helix3, Inc.

Marie Vasquez is a genetic toxicologist and one of the scientists largely responsible for developing the comet assay methods and techniques used today. With over 20 years of experience in molecular biology and genetic toxicology, Ms. Vasquez has dedicated the last 15 years to advancing the development of comet assay applications and performing in vitro, in vivo, acellular, and field comet and genetic toxicology studies according to FDA and OECD Good Laboratory Practice (GLP) guidelines. During that time, she has also been responsible for collaborating with Kinetic Imaging for the development and validation of their KometGLP© image analysis software and for providing formal hands-on training and technical support for the assay and Komet© to labs worldwide. As a Registered Quality Assurance Professional in the GLPs (RQAP-GLP) and the first to submit an in vivo comet assay study to the FDA, Ms. Vasquez combines her technical and regulatory skills to develop protocols and methods for integrating the research and mechanistic aspects of the comet assay into the standard assays required by the FDA maximizing the information generated from a single experiment while minimizing the use of resources and time.

The Comet Assay: Breaking with Tradition

With the recent S2(R1) modification of ICH Guidelines for Genotoxicity Testing recommending the comet assay as a follow up in vivo test and published guidelines attesting to its "ease of application",1 laboratories are rushing to incorporate comet into their regular testing strategy. However, the testing guidelines, design and methodology that many are attempting to apply to comet are based largely on tradition and on historical data generated from less sensitive tests with known carcinogens. Meanwhile, misconceptions about the simplicity of the assay have resulted in variability issues and the potentially inaccurate interpretation of results by those less experienced with using the assay in a true testing environment. To appropriately and effectively take advantage of the utility of the comet assay, traditions must be re-evaluated and the best practice guidelines may need to be rewritten.

References
1Tice, R.R. et al. Single cell gel/comet assay: guidelines for in vitro and in vivo genetic toxicology testing. Environ Mol Mutagen. 2000; 35(3): 206-21.

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